http://blogs.reuters.com/financial-regulatory-forum/2012/06/28/u-s-state-oversight-of-small-investment-advisers-takes-effect-exams-and-enforcement-loom/ Fri, 19 Apr 2013 00:29:31 +0000 hourly 1 http://wordpress.org/?v=3.4.2 http://blogs.reuters.com/financial-regulatory-forum/2012/06/28/u-s-state-oversight-of-small-investment-advisers-takes-effect-exams-and-enforcement-loom/comment-page-1/#comment-11700 GaryN Tue, 03 Jul 2012 20:42:18 +0000 http://blogs.reuters.com/financial-regulatory-forum/?p=9301#comment-11700 Regulating the small guys is in essense pushing them out of business, the massive paperwork leaves them with no time to do their job & analyze the investment markets. They are not the problem anyway. It wasn't the small guys that drove these investment bubbles. Who will regulate the Merril Lynch's and Bank of America's? Regulating the small guys is in essense pushing them out of business, the massive paperwork leaves them with no time to do their job & analyze the investment markets. They are not the problem anyway. It wasn’t the small guys that drove these investment bubbles. Who will regulate the Merril Lynch’s and Bank of America’s?

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