Comments on: U.S. state oversight of small investment advisers takes effect; exams and enforcement loom Mon, 31 Oct 2016 15:40:16 +0000 hourly 1 By: GaryN Tue, 03 Jul 2012 20:42:18 +0000 Regulating the small guys is in essense pushing them out of business, the massive paperwork leaves them with no time to do their job & analyze the investment markets. They are not the problem anyway. It wasn’t the small guys that drove these investment bubbles. Who will regulate the Merril Lynch’s and Bank of America’s?