Comments on: U.S. state oversight of small investment advisers takes effect; exams and enforcement loom http://blogs.reuters.com/financial-regulatory-forum/2012/06/28/u-s-state-oversight-of-small-investment-advisers-takes-effect-exams-and-enforcement-loom/ Mon, 31 Oct 2016 15:40:16 +0000 hourly 1 http://wordpress.org/?v=4.2.5 By: GaryN http://blogs.reuters.com/financial-regulatory-forum/2012/06/28/u-s-state-oversight-of-small-investment-advisers-takes-effect-exams-and-enforcement-loom/comment-page-1/#comment-11700 Tue, 03 Jul 2012 20:42:18 +0000 http://blogs.reuters.com/financial-regulatory-forum/?p=9301#comment-11700 Regulating the small guys is in essense pushing them out of business, the massive paperwork leaves them with no time to do their job & analyze the investment markets. They are not the problem anyway. It wasn’t the small guys that drove these investment bubbles. Who will regulate the Merril Lynch’s and Bank of America’s?

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