By Suzanne Barlyn, Reuters
NEW YORK, July 5 (Thomson Reuters Accelus) - One would think that aspiring financial professionals would have learned not to cheat on tests long before setting their sights on Wall Street, but not everyone got that memo.
Every year, some would-be brokers kill their careers by cheating on licensing exams, according to a review of the Financial Industry Regulatory Authority’s disciplinary database. There aren’t very many of them – a handful every year that are not a significant percentage of the 185,000 licensing tests administered by FINRA annually. But their flameouts are colorful. (more…)