Financial Regulatory Forum

UK’s FSA fines Commerzbank

April 27, 2010

The UK’s Financial Services Authority has fined the London branch of Commerzbank AG £595,000 for failing to provide accurate transaction reports to the FSA.  To view the formal notice of the fine,  click here.

Japan regulator reprimands Commerzbank Tokyo unit

January 8, 2010
Commerzbank reprimanded

Commerzbank reprimanded

    TOKYO, Jan 8 (Reuters) – Japan’s financial regulator ordered the local unit of Commerzbank AG <CBKG.DE> to improve its compliance on Friday, citing insufficient data processing for currency trades. (more…)