Financial Regulatory Forum

Whistleblowing protection for compliance officers still unsettled, experts say

November 5, 2014

”If liberty means anything at all, it means the right to tell people what they do not want to hear,” George Orwell told readers in Animal Farm, his parable of totalitarianism and centralized control.

SEC whistleblower program stricter than IRS bounty which paid $104 million to felon, former official says

By Guest Contributor
September 12, 2012

By Stuart Gittleman

NEW YORK, Sept. 12 (Thomson Reuters Accelus) - Rewards like the $104 million the Internal Revenue Service said Tuesday it would pay a convicted felon would not occur under a similar Securities and Exchange Commission program, a former official who helped develop the program told Compliance Complete. (more…)

Retaliation rate against U.S. company whistleblowers climbs, senior staff affected, survey finds

By Guest Contributor
September 6, 2012

By Julie DiMauro

NEW YORK, Sept. 6 (Thomson Reuters Accelus) - Retaliation against workplace whistleblowers is rising sharply, expanding into previously safe categories of employees such as senior-level managers and even in workplaces with notably strong ethical cultures, a study found.

Companies should use metrics to defend themselves from Dodd-Frank whistleblower claims, report says

By Guest Contributor
March 5, 2012

By Emmanuel Olaoye

NEW YORK, March 5 (Thomson Reuters Accelus) - Companies in the United States should focus on implementing performance metrics to defend themselves from whistleblower claims and to prevent misconduct within the company, according to a report from consultancy PricewaterhouseCoopers.