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#ETF’s are “next great regulatory accident waiting to happen.” Thoughtful letter to FT – http://t.co/89TcB41A #compliance
As hedge funds rush to set up reinsurers in Bermuda as a capital source, lax regulation may fuel systemic risks: http://t.co/tYR5BEGp
Sanctions and prosecutions against international #banks creates dark market, increase risk http://t.co/tO7drK9A
U.S. consumer bureau’s mortgage-servicing rules are a good step, despite shortcomings: http://t.co/bNNNF1Yh #compliance #banking
U.S. Justice Department targets #compliance lapses in new money-laundering enforcement shift http://t.co/EoZvBYO9 #AML
“#Lance (Armstrong) Inc.” takes a page from corporate strategy for settling with #SEC: http://t.co/gjH0Hj80 #compliance
SEC Commissioners Gallagher, Paredes in this statement http://t.co/ERyJnm9L stake a claim claim to #moneymarket fund turf. #compliance
CFTC sets final rules on #swaps dealer relationship documentation, swap confirmation, portfolio reconciliation http://t.co/dCxobXE1
U.S. financial-firms board members are accountable for #compliance, SEC’s di Florio tells Compliance Complete http://t.co/XC28GWeI
Raging Bulls: How Wall Street Got Addicted to Light-Speed Trading | http://t.co/CwBeaXje http://t.co/rEi6Wbop
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