Tales from the Trail

from Summit Notebook:

So how plugged in is the SEC chair? (technologically speaking)

March 1, 2011

Securities and Exchange Commission Chairman Mary Schapiro says her agency has its work cut out to compete with the massive amounts of money that private firms, policed by the SEC, pour into the latest technology.

Washington Extra -Soothing business, suing business

October 4, 2010

President Barack Obama had some soothing words for business leaders at the White House today, telling them that, despite some impressions to the contrary, he was really on their side after all. Financial regulatory reform was necessary, but “it is important now that there is a period of healing and consolidation and implementation that is less disruptive.”

Lessons in ignoring red flags from the SEC

September 2, 2009

The Securities and Exchange Commission, which has the power to strike fear into the hearts of financial types, is the one getting beaten up today by its own inspector general.